| Provider | Service type | Compensation |
|---|---|---|
Filed as: ASSETMARK, INC Service code 26 7601 LEWINSVILLE ROAD, SUITE 302 · MCLEAN, VA 22101 | Advisory (Participants) | $123,834 |
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $121,631 |
MERRIL LYNCH3+ years Filed as: MERILL LYNCH Service code 26 · EIN 13-3266276 | Advisory (Participants) | $79,119 |
Service code 26 · EIN 47-2384765 | Advisory (Participants) | $36,558 |
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES Service code 26 · EIN 13-2638166 | Advisory (Participants) | $23,802 |
COHNREZNICK LLP1 year Service code 26 · EIN 22-3780499 | Advisory (Participants) | $20,250 |
MONOGRAPH WEALTH ADVISORS2 years Service code 26 830 S. SEPULVEDA BLVD,STE 202 · EL SEGUNDO, CA 92054 | Advisory (Participants) | $18,232 |
MANNING & NAPIER3+ years Filed as: MANNING & NAPIER ADVISORS LLC Service code 26 · EIN 16-0995736 | Advisory (Participants) | $17,206 |
CRANBROOK WEALTH MANAGEMENT3+ years Service code 26 901 WILSHIRE DRIVE, SUITE 350 · TROY, MI 48084 | Advisory (Participants) | $16,673 |
TD AMERITRADE, INC.3+ years Service code 59 · EIN 82-0543156 | Shareholder Servicing | $15,585 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $299,270 | $96,458+210.3% | $136,298+119.6% | $77,958+283.9% |
| Participation rate | 94.1% | 75.4%+18.7pp | 81.9%+12.2pp | 71.6%+22.5pp |
| Annual return | 50.61% | 23.78%+26.8pp | 5156.27%-5105.7pp | 20.87%+29.7pp |
| Employer contribution / active EE | $10,521 | $3,144+234.7% | $4,696+124.1% | $2,310+355.4% |
| Participant deferral / active EE | $11,409 | $5,902+93.3% | $6,247+82.6% | $3,537+222.6% |
| Admin fee / account holder | $187 | $80+132.5% | $9,244-98.0% | $97+92.1% |