TD AMERITRADE, INC.
72 known aliases resolved via the canonical alias map
Market position · 2024
Plans served20-239 YoYRank #607 of mapped providers
Assets under administration$3.4B0.0%Market share · rank #2232
Fees received$368,688Median $215/planSum across Schedule C direct + indirect
Net wins YoY-2342 won · 236 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical TD AMERITRADE, INC. plan look like?
Service mix · median fees per plan
Count of plans where TD AMERITRADE, INC. ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Securities brokerage; Investment advisory (participants); Investment management fees paid directly by planCode 26 | 5 | $7,584 | |
Securities brokerage; Distribution (12b-1) feesCode 33 | 5 | $0 | |
Trustee (bank, trust company, or similar financial institution); Direct payment from the plan; Contract Administrator; Recordkeeping and information management (computing, tabulating, data processing, etc.)Code 13 | 2 | $17,764 | |
Investment advisory (plan)Code 27 | 2 | $0 | |
Investment management fees paid directly by plan; Investment managementCode 28 | 2 | $54,313 | |
Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Trustee (bank, trust company, or similar financial institution); Investment management; Investment management fees paid indirectly by plan; Investment management fees paid directly by plan; Recordkeeping fees; Distribution (12b-1) feesCode 15 | 1 | $142,153 | |
Custodial (securities)Code 19 | 1 | $429 | |
Insurance agents and brokersCode 22 | 1 | $37,500 |
Competitor overlap
Percent of TD AMERITRADE, INC.'s plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under TD AMERITRADE, INC..
| Sponsor | From | Assets |
|---|---|---|
FIRST TRUST PORTFOLIOS L.P.IL · 363768815-001 | PINE BROOK ROAD FUND MANAGER II,LLC | $360M |
Plans lost in 2024
Appeared last year under TD AMERITRADE, INC.; not this year.
| Sponsor | To | Assets |
|---|---|---|
BAYLOR SCOTT & WHITE HOLDINGSTX · 463130985-002 | WILLIS TOWERS WATSON US LLC | $4.1B |
WELLSPAN HEALTHPA · 222517863-005 | WELLSPAN HEALTH | $2.3B |
OLD DOMINION FREIGHT LINE, INC.NC · 560751714-002 | STIFEL NICOLAUS & CO INC | $2.3B |
EMPOWER RETIREMENT, LLCCO · 841233483-001 | CHARLES SCHWAB & CO., INC. | $1.9B |
AON CONSULTING, INC.IL · 222232264-001 | CAPFINANCIAL PARTNERS LLC | $1.7B |
COMMUNITY HEALTH NETWORK, INC.IN · 350983617-004 | GREAT-WEST LIFE & ANNUITY INSURANCE | $1.4B |
THE REINALT-THOMAS CORPORATIONAZ · 381889682-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $1.2B |
TRIHEALTH, INC.OH · 311438846-004 | PROCOURSE FIDUCIARY ADVISORS, LLC | $1.2B |
PUTNAM INVESTMENTS, LLCCO · 261080669-001 | DELOITTE & TOUCHE LLP | $996M |
INTUITIVE SURGICAL, INC.CA · 770416458-001 | ALUMAN INC | $823M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
PAUL HASTINGS LLPCA · 952209675-001 | $1.1B | 3,941 | $0 | 9y | - |
US RADIOLOGY SPECIALISTS, INC.NC · 823626023-001 | $571M | 5,506 | $29,249 | 7y | 2 |
THOMPSON COBURN LLPMO · 430666662-002 | $484M | 1,050 | $87,732 | 4y | - |
FIRST TRUST PORTFOLIOS L.P.IL · 363768815-001 | $360M | 1,206 | $20,894 | 2y | - |
WATSON CLINIC LLPFL · 590704934-001 | $328M | 2,942 | $7,584 | 10y | 1 |
STEPTOE & JOHNSON PLLCWV · 550286140-001 | $189M | 919 | $7,620 | 10y | - |
W. P. CAREY MANAGEMENT LLCNY · 883542403-002 | $109M | 249 | $0 | 1y | - |
BASS MEDICAL GROUP, INC.CA · 562605608-003 | $55M | 186 | $142,153 | 8y | - |
TWIN CITIES SPINE CENTERMN · 410990689-002 | $40M | 167 | $0 | 6y | - |
WHITFIELD & EDDY P.L.C.IA · 420643980-002 | $32M | 110 | $0 | 9y | - |
Flag exposure
95.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (72)
Raw Schedule C names collapsed into TD AMERITRADE, INC..
- AMERITRADE
- AMERITRADE INSTITUTIONAL
- AMERITRADE TRUST COMPANY
- BARTLETT & CO - TD AMERITRADE
- T D AMERITRADE
- T D AMERITRADE TRUST COMPANY
- T.D. AMERITRADE TRUST COMPANY
- T.D. AMERITRADE, INC.
- TC AMERITRADE, INC.
- TD AEMRITRADE
- TD AMEERITRADE, INC
- TD AMERICTRADE, INC.
- TD AMERIDTRADE INC
- TD AMERIGRADE
- TD AMERIRADE, INC.
- TD AMERIRTRADE
- TD AMERITADE, INC.
- TD AMERITARDE, INC.
- TD AMERITRACE, INC.
- TD AMERITRAD
- TD AMERITRADE
- TD AMERITRADE , INC.
- TD AMERITRADE BROKERAGE
- TD AMERITRADE BROKERAGE SERVICES
- TD AMERITRADE CLEARING, INC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for TD AMERITRADE, INC.'s book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 5.00% | 7.76% | -2.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 4 | 20.00% | 1.71% | +18.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 4 | 20.00% | 1.76% | +18.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with TD AMERITRADE, INC.. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent