Filed September 6, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $124,292 |
STIFEL NICOLAUS & CO INC5 years Filed as: STIFEL, NICOLAUS, AND COMPANY Service code 27 · EIN 43-0538770 | Advisory (Plan) | $64,414 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,947 | $99,442-13.6% | $113,397-24.2% | $71,012+21.0% |
| Participation rate | 68.4% | 78.9%-10.5pp | 76.5%-8.1pp | 58.6%+9.9pp |
| Annual return | 10.56% | 17.93%-7.4pp | 23.20%-12.6pp | 37.67%-27.1pp |
| Employer contribution / active EE | $1,885 | $3,068-38.6% | $2,977-36.7% | $2,348-19.7% |
| Participant deferral / active EE | $3,915 | $4,915-20.3% | $5,076-22.9% | $3,246+20.6% |
| Admin fee / account holder | $393 | $535-26.5% | $11,957-96.7% | $1,167-66.3% |