Filed September 6, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL, NICOLAUS AND COMPANY Service code 27 · EIN 43-0538770 | Advisory (Plan) | $55,929 |
OPPENHEIMER2+ years Filed as: OPPENHEIMER & COMPANY Service code 27 · EIN 13-5657518 | Advisory (Plan) | $20,788 |
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $10,198 |
HUNGERFORD NICHOLS2+ years Service code 10 | Accounting | $4,107 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,184 | $69,305+14.3% | $82,312-3.8% | $69,631+13.7% |
| Participation rate | 74.8% | 80.3%-5.4pp | 76.9%-2.1pp | 70.7%+4.1pp |
| Annual return | 15.66% | 21.47%-5.8pp | 25.88%-10.2pp | 27571.02%-27555.4pp |
| Employer contribution / active EE | $1,375 | $1,887-27.1% | $2,428-43.4% | $2,032-32.3% |
| Participant deferral / active EE | $2,759 | $3,568-22.7% | $3,706-25.5% | $3,224-14.4% |
| Admin fee / account holder | $157 | $97+61.5% | $5,608-97.2% | $110+42.1% |