Filed September 6, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY8+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $120,597 |
STIFEL NICOLAUS & CO INC3 years Filed as: STIFEL, NICOLAUS, AND COMPANY Service code 27 · EIN 43-0538770 | Advisory (Plan) | $51,558 |
HUNGERFORD NICHOLS8+ years Service code 10 · EIN 38-2184825 | Accounting | $15,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $90,872 | $99,168-8.4% | $96,534-5.9% | $74,460+22.0% |
| Participation rate | 56.6% | 80.7%-24.1pp | 76.0%-19.4pp | 70.7%-14.2pp |
| Annual return | 8.66% | 22.40%-13.7pp | 25.88%-17.2pp | 34.38%-25.7pp |
| Employer contribution / active EE | $1,331 | $2,570-48.2% | $2,965-55.1% | $2,638-49.5% |
| Participant deferral / active EE | $2,767 | $4,936-43.9% | $4,851-43.0% | $4,530-38.9% |
| Admin fee / account holder | $408 | $225+81.4% | $8,253-95.1% | $348+17.2% |