Filed September 6, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $123,085 |
STIFEL NICOLAUS & CO INC4 years Filed as: STIFEL, NICOLAUS AND COMPANY Service code 27 · EIN 43-0538770 | Advisory (Plan) | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $83,068 | $79,519+4.5% | $95,964-13.4% | $73,412+13.2% |
| Participation rate | 71.8% | 81.2%-9.4pp | 77.1%-5.3pp | 72.2%-0.4pp |
| Annual return | 1.77% | 19.20%-17.4pp | 91.64%-89.9pp | 59.30%-57.5pp |
| Employer contribution / active EE | $1,289 | $2,048-37.0% | $2,541-49.3% | $2,234-42.3% |
| Participant deferral / active EE | $3,000 | $4,138-27.5% | $4,167-28.0% | $3,806-21.2% |
| Admin fee / account holder | $384 | $184+108.5% | $6,797-94.3% | $158+143.4% |