Filed September 6, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $115,162 |
STIFEL NICOLAUS & CO INC2 years Filed as: STIFEL, NICOLAUS AND COMPANY Service code 27 · EIN 43-0538770 | Advisory (Plan) | $88,604 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,233 | $65,118+30.9% | $76,767+11.0% | $55,725+53.0% |
| Participation rate | 78.5% | 79.6%-1.1pp | 77.0%+1.5pp | 70.9%+7.6pp |
| Annual return | 7.23% | -1.27%+8.5pp | 2.43%+4.8pp | 244.93%-237.7pp |
| Employer contribution / active EE | $1,528 | $1,941-21.3% | $2,485-38.5% | $2,078-26.5% |
| Participant deferral / active EE | $3,055 | $3,688-17.2% | $3,852-20.7% | $3,356-9.0% |
| Admin fee / account holder | $346 | $116+198.6% | $6,675-94.8% | $115+200.3% |