Filed September 6, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY6+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $133,002 |
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL, NICOLAUS, AND COMPANY Service code 27 · EIN 43-0538770 | Advisory (Plan) | $68,691 |
HUNGERFORD NICHOLS6+ years Service code 10 · EIN 38-2184825 | Accounting | $11,350 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,038 | $185,342-42.8% | $111,303-4.7% | $86,813+22.1% |
| Participation rate | 58.6% | 81.0%-22.4pp | 77.3%-18.7pp | 72.3%-13.7pp |
| Annual return | 25.45% | 500.80%-475.3pp | 54.66%-29.2pp | 97.93%-72.5pp |
| Employer contribution / active EE | $1,250 | $2,246-44.3% | $2,731-54.2% | $2,406-48.0% |
| Participant deferral / active EE | $2,670 | $4,458-40.1% | $4,487-40.5% | $4,131-35.4% |
| Admin fee / account holder | $465 | $255+82.1% | $7,966-94.2% | $170+174.3% |