Filed September 6, 2017 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY7+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $131,174 |
STIFEL NICOLAUS & CO INC2 years Filed as: STIFEL, NICOLAUS, AND COMPANY Service code 27 · EIN 43-0538770 | Advisory (Plan) | $62,687 |
HUNGERFORD NICHOLS7+ years Service code 10 · EIN 38-2184825 | Accounting | $12,800 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,744 | $72,303+21.4% | $86,698+1.2% | $64,819+35.4% |
| Participation rate | 55.7% | 80.4%-24.7pp | 76.6%-20.8pp | 71.5%-15.7pp |
| Annual return | -9.55% | 392.77%-402.3pp | 35.95%-45.5pp | 32.84%-42.4pp |
| Employer contribution / active EE | $1,319 | $2,393-44.9% | $2,837-53.5% | $2,507-47.4% |
| Participant deferral / active EE | $3,034 | $4,660-34.9% | $4,656-34.8% | $4,311-29.6% |
| Admin fee / account holder | $444 | $174+155.4% | $7,493-94.1% | $188+136.6% |