Filed September 6, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $144,235 |
STIFEL NICOLAUS & CO INC3 years Filed as: STIFEL, NICOLAUS AND COMPANY Service code 27 · EIN 43-0538770 | Advisory (Plan) | $79,114 |
HUNGERFORD NICHOLS4+ years Service code 27 · EIN 38-2184825 | Advisory (Plan) | $7,340 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,666 | $73,404+9.9% | $87,104-7.4% | $67,579+19.4% |
| Participation rate | 64.0% | 80.9%-16.9pp | 76.9%-12.9pp | 71.3%-7.3pp |
| Annual return | 2.47% | 48.29%-45.8pp | 28.19%-25.7pp | 378.56%-376.1pp |
| Employer contribution / active EE | $1,238 | $2,014-38.5% | $2,521-50.9% | $2,148-42.4% |
| Participant deferral / active EE | $2,468 | $3,913-36.9% | $4,048-39.0% | $3,539-30.3% |
| Admin fee / account holder | $417 | $142+194.8% | $7,491-94.4% | $142+193.4% |