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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC9 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $130,426 |
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $55,686 |
ADP BROKER-DEALER10+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $206,514 | $88,117+134.4% | $164,928+25.2% | $74,400+177.6% |
| Participation rate | 95.8% | 73.1%+22.7pp | 78.6%+17.2pp | 67.2%+28.6pp |
| Annual return | 14.26% | 17.27%-3.0pp | 70.08%-55.8pp | 1367.51%-1353.3pp |
| Employer contribution / active EE | $2,881 | $2,596+10.9% | $4,343-33.7% | $2,624+9.8% |
| Participant deferral / active EE | $11,174 | $4,501+148.2% | $6,034+85.2% | $4,348+157.0% |
| Admin fee / account holder | $396 | $2,230-82.2% | $12,684-96.9% | $1,944-79.6% |