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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $47,427 |
ADP BROKER-DEALER3 years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $25,123 |
ADP BROKER-DEALER5+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $144,695 | $86,341+67.6% | $125,192+15.6% | $65,185+122.0% |
| Participation rate | 94.7% | 75.3%+19.4pp | 79.8%+15.0pp | 70.2%+24.5pp |
| Annual return | 24.46% | 27.44%-3.0pp | 43.79%-19.3pp | 29.38%-4.9pp |
| Employer contribution / active EE | $2,571 | $2,040+26.1% | $3,866-33.5% | $2,177+18.1% |
| Participant deferral / active EE | $8,258 | $3,538+133.4% | $4,937+67.3% | $3,514+135.0% |
| Admin fee / account holder | $374 | $609-38.6% | $9,704-96.1% | $847-55.9% |