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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $53,964 |
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $27,941 |
ADP BROKER-DEALER6+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $163,735 | $81,494+100.9% | $133,978+22.2% | $73,497+122.8% |
| Participation rate | 97.2% | 76.4%+20.8pp | 79.8%+17.3pp | 70.7%+26.5pp |
| Annual return | 17.39% | 19.40%-2.0pp | 45.10%-27.7pp | 28.51%-11.1pp |
| Employer contribution / active EE | $2,921 | $2,210+32.2% | $3,919-25.5% | $2,270+28.7% |
| Participant deferral / active EE | $9,194 | $3,787+142.8% | $5,047+82.2% | $3,740+145.8% |
| Admin fee / account holder | $396 | $713-44.5% | $8,930-95.6% | $513-22.9% |