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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC8 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $54,990 |
ADP BROKER-DEALER4 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $32,023 |
ADP BROKER-DEALER9+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $193,027 | $83,045+132.4% | $130,045+48.4% | $71,511+169.9% |
| Participation rate | 96.5% | 74.1%+22.4pp | 78.5%+18.0pp | 67.9%+28.6pp |
| Annual return | 18.10% | 20.61%-2.5pp | -137.30%+155.4pp | 28.86%-10.8pp |
| Employer contribution / active EE | $3,280 | $2,623+25.0% | $4,321-24.1% | $2,589+26.7% |
| Participant deferral / active EE | $11,453 | $4,436+158.2% | $5,820+96.8% | $4,291+166.9% |
| Admin fee / account holder | $397 | $1,727-77.0% | $10,600-96.3% | $1,588-75.0% |