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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $42,450 |
ADP BROKER-DEALER1 year Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $21,179 |
ADP BROKER-DEALER3+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $121,624 | $71,192+70.8% | $117,861+3.2% | $62,293+95.2% |
| Participation rate | 94.5% | 74.2%+20.3pp | 79.7%+14.9pp | 69.5%+25.0pp |
| Annual return | 18.22% | 18.66%-0.4pp | 335.11%-316.9pp | 28.90%-10.7pp |
| Employer contribution / active EE | $2,536 | $1,934+31.1% | $3,786-33.0% | $2,042+24.2% |
| Participant deferral / active EE | $8,548 | $3,189+168.1% | $4,482+90.7% | $3,169+169.7% |
| Admin fee / account holder | $342 | $587-41.7% | $8,021-95.7% | $479-28.6% |