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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $47,741 |
ADP BROKER-DEALER2 years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $32,019 |
ADP BROKER-DEALER4+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,799 | $66,302+61.1% | $110,243-3.1% | $56,289+89.7% |
| Participation rate | 96.5% | 74.9%+21.6pp | 79.8%+16.6pp | 69.9%+26.6pp |
| Annual return | -5.90% | -1.18%-4.7pp | 314.76%-320.7pp | -9.96%+4.1pp |
| Employer contribution / active EE | $2,547 | $2,047+24.4% | $3,827-33.4% | $2,111+20.7% |
| Participant deferral / active EE | $8,025 | $3,381+137.3% | $4,672+71.8% | $3,350+139.6% |
| Admin fee / account holder | $399 | $698-42.9% | $8,548-95.3% | $521-23.4% |