Filed January 28, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC7+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $70,000 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $17,705 |
SIKICH LLP3 years Service code 10 · EIN 36-3168081 | Accounting | $11,700 |
AMERICAN CENTURY5 years Service code 52 · EIN 43-1646043 | Indirect Investment Fees | $0 |
AMERICAN FUNDS5 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 49 · EIN 84-0467907 | Other Services | $0 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: JP MORGAN Service code 52 · EIN 26-3613641 | Indirect Investment Fees | $0 |
T ROWE PRICE RPS INC5 years Filed as: T. ROWE PRICE Service code 52 · EIN 56-2294396 | Indirect Investment Fees | $0 |
THE VANGUARD GROUP, INC.4 years Filed as: VANGUARD Service code 52 · EIN 23-1999755 | Indirect Investment Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $176,671 | $86,225+104.9% | $146,665+20.5% | $86,799+103.5% |
| Participation rate | 98.6% | 78.0%+20.6pp | 80.1%+18.5pp | 72.3%+26.3pp |
| Annual return | 13.95% | 31.23%-17.3pp | 22.74%-8.8pp | 97.91%-84.0pp |
| Employer contribution / active EE | $1,834 | $2,392-23.3% | $4,136-55.7% | $2,405-23.8% |
| Participant deferral / active EE | $7,240 | $4,245+70.5% | $5,506+31.5% | $4,131+75.3% |
| Admin fee / account holder | $116 | $195-40.4% | $10,280-98.9% | $170-31.4% |