Filed January 28, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $70,000 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $18,245 |
AMERICAN CENTURY1 year Service code 52 · EIN 44-6006315 | Indirect Investment Fees | $0 |
AMERICAN FUNDS1 year Service code 52 · EIN 90-0342299 | Indirect Investment Fees | $0 |
T ROWE PRICE RPS INC1 year Filed as: T. ROWE PRICE Service code 52 · EIN 56-2294396 | Indirect Investment Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $128,918 | $71,666+79.9% | $117,861+9.4% | $69,631+85.1% |
| Participation rate | 98.3% | 77.5%+20.7pp | 79.7%+18.6pp | 70.7%+27.6pp |
| Annual return | 16.67% | 18.86%-2.2pp | 335.11%-318.4pp | 27571.02%-27554.4pp |
| Employer contribution / active EE | $1,614 | $1,889-14.5% | $3,786-57.4% | $2,032-20.6% |
| Participant deferral / active EE | $6,140 | $3,340+83.9% | $4,482+37.0% | $3,224+90.5% |
| Admin fee / account holder | $24 | $120-80.3% | $8,021-99.7% | $110-78.5% |