Filed January 28, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Service code 27 PO BOX 198928 · NASHVILLE, TN 37238 | Advisory (Plan) | $70,000 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 15 · EIN 84-0467907 | Recordkeeping | $17,143 |
SIKICH LLP6 years Service code 10 P O BOX 71177 · CHICAGO, IL 60694 | Accounting | $13,400 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $130,763 | $2,679,533-95.1% | $164,813-20.7% | $199,593-34.5% |
| Participation rate | 93.9% | 78.3%+15.5pp | 78.6%+15.3pp | 72.0%+21.9pp |
| Annual return | 16.23% | 17.93%-1.7pp | 69.93%-53.7pp | 34.25%-18.0pp |
| Employer contribution / active EE | $1,911 | $2,970-35.6% | $4,341-56.0% | $3,034-37.0% |
| Participant deferral / active EE | $7,442 | $5,010+48.6% | $6,031+23.4% | $5,087+46.3% |
| Admin fee / account holder | $78 | $1,982-96.0% | $12,690-99.4% | $269-70.8% |