Filed January 28, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $70,000 |
Service code 49 · EIN 04-1590850 | Other Services | $18,666 |
SIKICH LLP1 year Service code 10 · EIN 36-3168081 | Accounting | $7,266 |
SUNSOURCE1 year Service code 14 · EIN 22-3827595 | Plan Administrator | $5,701 |
Filed as: MASSMUTUAL LIFE INSURANCE COMPANY Service code 38 · EIN 04-1590850 | Participant Communication | $3,017 |
AMERICAN CENTURY3 years Service code 52 · EIN 43-1646043 | Indirect Investment Fees | $0 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
Filed as: JP MORGAN Service code 52 · EIN 26-3613641 | Indirect Investment Fees | $0 |
T ROWE PRICE RPS INC3 years Filed as: T. ROWE PRICE Service code 52 · EIN 52-1151266 | Indirect Investment Fees | $0 |
THE VANGUARD GROUP, INC.2 years Filed as: VANGUARD Service code 52 · EIN 23-1999755 | Indirect Investment Fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $126,700 | $69,159+83.2% | $125,175+1.2% | $67,579+87.5% |
| Participation rate | 98.1% | 78.2%+19.9pp | 79.8%+18.3pp | 71.3%+26.8pp |
| Annual return | 24.15% | 27.12%-3.0pp | 43.79%-19.6pp | 378.56%-354.4pp |
| Employer contribution / active EE | $1,587 | $2,023-21.6% | $3,865-58.9% | $2,148-26.1% |
| Participant deferral / active EE | $5,988 | $3,700+61.9% | $4,937+21.3% | $3,539+69.2% |
| Admin fee / account holder | $113 | $142-20.0% | $9,702-98.8% | $142-20.3% |