Filed December 12, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $1,305,840 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $521,150 |
Filed as: LOCKTON LLC Service code 16 444 W 47TH ST STE 900 · KANSAS CITY, MO 64112 | Consulting | $91,875 |
BAKER TILLY US, LLP1 year Filed as: BAKER TILLY US LLP Service code 10 4807 INNOVATE LN · MADISON, WI 53718 | Accounting | $67,982 |
BKD, LLP1 year Filed as: BKD LLP Service code 49 1201 WALNUT STREET · KANSAS CITY, MO 64106 | Other Services | $63,336 |
POLSINELLI2 years Filed as: POLSINELLI PC Service code 49 · EIN 43-1064260 | Other Services | $38,703 |
LPL FINANCIAL7+ years Service code 27 · EIN 04-4304661 | Advisory (Plan) | $16,562 |
Service code 16 · EIN 34-1820650 | Consulting | $7,800 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO., INC Service code 26 · EIN 94-1737782 | Advisory (Participants) | $750 |
CHARLES SCHWAB & CO., INC.2 years Service code 59 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,801 | $68,062-18.0% | $185,854-70.0% | $106,520-47.6% |
| Participation rate | 56.1% | 75.2%-19.1pp | 81.7%-25.6pp | 71.3%-15.2pp |
| Annual return | 15.20% | 18.20%-3.0pp | 122.12%-106.9pp | 19.28%-4.1pp |
| Employer contribution / active EE | $1,185 | $1,997-40.7% | $5,169-77.1% | $2,840-58.3% |
| Participant deferral / active EE | $2,886 | $3,990-27.7% | $5,569-48.2% | $4,948-41.7% |
| Admin fee / account holder | $81 | $53+53.5% | $16,246-99.5% | $75+8.6% |