Filed December 12, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL, LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $110,732 |
AIR CANADA1 year Filed as: AIR MEDICAL GROUP HOLDINGS INC Service code 10 · EIN 22-1478099 | Accounting | $53,505 |
METLIFE LIFE INSURANCE COMPANY2+ years Filed as: METLIFE SECURITIES INC Service code 53 · EIN 13-3175978 | Insurance Commissions | $45,310 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $34,160 |
POLSINELLI1 year Service code 50 · EIN 43-1064260 | Direct Payment | $30,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,326 | $43,110+9.8% | $156,551-69.8% | $65,292-27.5% |
| Participation rate | 51.2% | 69.3%-18.1pp | 84.0%-32.8pp | 72.4%-21.2pp |
| Annual return | 15.88% | 11.24%+4.6pp | 32.23%-16.3pp | 11.84%+4.0pp |
| Employer contribution / active EE | $1,078 | $1,702-36.7% | $5,501-80.4% | $2,302-53.2% |
| Participant deferral / active EE | $2,990 | $2,520+18.6% | $4,871-38.6% | $3,579-16.4% |
| Admin fee / account holder | $39 | $47-17.2% | $13,028-99.7% | $57-31.8% |