Filed December 12, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $730,019 |
LPL FINANCIAL6+ years Service code 27 · EIN 04-4304661 | Advisory (Plan) | $188,816 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $125,603 |
Filed as: MASSACHUSETTS MUTUAL LIFE INSURANCE Service code 53 · EIN 04-1590850 | Insurance Commissions | $35,482 |
POLSINELLI1 year Filed as: POLSINELLI PC Service code 49 · EIN 43-1064260 | Other Services | $31,957 |
Filed as: CHARLES SCHWAB & CO., INC Service code 26 · EIN 94-1737782 | Advisory (Participants) | $1,275 |
Service code 59 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,117 | $66,513-27.7% | $178,499-73.0% | $106,273-54.7% |
| Participation rate | 59.4% | 73.8%-14.3pp | 81.9%-22.5pp | 70.8%-11.4pp |
| Annual return | 343.13% | 21.81%+321.3pp | 151.10%+192.0pp | 21.70%+321.4pp |
| Employer contribution / active EE | $1,078 | $1,776-39.3% | $5,011-78.5% | $2,722-60.4% |
| Participant deferral / active EE | $2,252 | $3,679-38.8% | $5,202-56.7% | $4,601-51.1% |
| Admin fee / account holder | $43 | $53-20.2% | $13,986-99.7% | $78-45.6% |