Filed December 12, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $730,019 |
LPL FINANCIAL6+ years Service code 27 · EIN 04-4304661 | Advisory (Plan) | $188,816 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $125,603 |
Filed as: MASSACHUSETTS MUTUAL LIFE INSURANCE Service code 53 · EIN 04-1590850 | Insurance Commissions | $35,482 |
POLSINELLI1 year Filed as: POLSINELLI PC Service code 49 · EIN 43-1064260 | Other Services | $31,957 |
Filed as: CHARLES SCHWAB & CO., INC Service code 26 · EIN 94-1737782 | Advisory (Participants) | $1,275 |
Service code 59 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,117 | $66,513-27.7% | $178,510-73.0% | $106,273-54.7% |
| Participation rate | 59.4% | 73.8%-14.3pp | 81.9%-22.5pp | 70.8%-11.4pp |
| Annual return | 343.13% | 21.81%+321.3pp | 151.13%+192.0pp | 21.70%+321.4pp |
| Employer contribution / active EE | $1,078 | $1,776-39.3% | $5,011-78.5% | $2,722-60.4% |
| Participant deferral / active EE | $2,252 | $3,679-38.8% | $5,202-56.7% | $4,601-51.1% |
| Admin fee / account holder | $43 | $53-20.2% | $13,988-99.7% | $78-45.6% |