Filed December 12, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Filed as: LPL FINANCIAL - RP Service code 27 · EIN 04-3046611 | Advisory (Plan) | $137,078 |
Service code 49 · EIN 04-1590850 | Other Services | $91,706 |
Filed as: MML INVESTORS SERVICES INC Service code 53 · EIN 04-2746212 | Insurance Commissions | $62,293 |
AMERICAN CENTURY3 years Service code 52 · EIN 43-1819235 | Indirect Investment Fees | $0 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
COHEN & STEERS1 year Service code 52 · EIN 14-1904657 | Indirect Investment Fees | $0 |
COLUMBIA3 years Service code 52 · EIN 94-1687665 | Indirect Investment Fees | $0 |
DELAWARE INVESTMENTS3 years Service code 52 · EIN 23-2448660 | Indirect Investment Fees | $0 |
Service code 52 · EIN 36-3129984 | Indirect Investment Fees | $0 |
EATON VANCE3 years Service code 52 · EIN 04-2718215 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,173 | $53,565+14.2% | $172,757-64.6% | $82,204-25.6% |
| Participation rate | 53.2% | 69.6%-16.5pp | 82.6%-29.5pp | 73.4%-20.2pp |
| Annual return | 23.72% | 31.42%-7.7pp | 803.06%-779.3pp | 26.31%-2.6pp |
| Employer contribution / active EE | $1,329 | $1,857-28.4% | $5,144-74.2% | $2,707-50.9% |
| Participant deferral / active EE | $3,800 | $3,006+26.4% | $5,198-26.9% | $4,246-10.5% |
| Admin fee / account holder | $51 | $61-16.8% | $13,956-99.6% | $76-32.5% |