COLUMBIA
107 known aliases resolved via the canonical alias map
Market position · 2024
Plans served143-14 YoYRank #145 of mapped providers
Assets under administration$192.8B0.2%Market share · rank #75
Fees received$22MMedian $5,721/planSum across Schedule C direct + indirect
Net wins YoY-917 won · 26 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical COLUMBIA plan look like?
Service mix · median fees per plan
Count of plans where COLUMBIA ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Shareholder servicing fees; Investment managementCode 28 | 112 | $0 | |
Investment management; Investment advisory (plan); Investment management fees paid directly by planCode 27 | 13 | $67,414 | |
Investment management fees paid directly by plan; Soft dollars commissionsCode 51 | 6 | $218,967 | |
Trustee (directed); Other services; Distribution (12b-1) fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Account maintenance fees; Participant communication; Direct payment from the plan; Recordkeeping fees; Shareholder servicing fees; Trustee (bank, trust company, or similar financial institution); Redemption fees; Investment advisory (plan); Participant loan processing; Float revenue; Investment management fees paid indirectly by planCode 15 | 4 | $0 | |
Investment advisory (plan); Investment advisory (participants); Investment management fees paid directly by plan; Investment managementCode 26 | 2 | $21,992 | |
Investment management fees paid indirectly by planCode 52 | 2 | $0 | |
Direct payment from the plan; Contract AdministratorCode 13 | 1 | $90,208 | |
Trustee (bank, trust company, or similar financial institution)Code 21 | 1 | $67,551 |
Competitor overlap
Percent of COLUMBIA's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under COLUMBIA.
| Sponsor | From | Assets |
|---|---|---|
ELECTRICIANS ANNUITY FUND IBEW LOCAL 456NJ · 222180156-001 | PRIAC | $356M |
SISECAM CHEMICALS RESOURCES LLCGA · 061446396-003 | COLUMBIA THREADNEEDLE INVESTMENTS | $151M |
ACF INDUSTRIES, LLCMO · 200078940-001 | WEAVER C. BARKSDALE & ASSOCIATES | $133M |
BOARD OF TRUSTEES OF LABORERS 785 PENSION PLANNY · 166062418-001 | THE BANK OF NEW YORK MELLON | $118M |
PENSION FUND FOR NURSING AND HEALTH CARE EMPLOYEESPA · 232774706-001 | BRIDGEWAY BENEFIT TECHNOLOGIES | $73M |
SERVICE FEDERAL CREDIT UNIONNH · 020240752-022 | NATIONAL FINANCIAL SERVICES | $55M |
APR SUPPLY COMPANYPA · 231954135-001 | INVESCO | $30M |
L'OREAL TRAVEL RETAIL AMERICAS, INC.FL · 131247390-002 | CBIZ RETIREMENT PLAN SERVICES | $23M |
OVERSEAS HARDWOODS COMPANYAL · 630709276-001 | EMPLOYEE FIDUCIARY, LLC | $12M |
AVESHKA, INC.VA · 272056047-002 | VOYA RETIREMENT INSURANCE & ANNUITY | $7M |
Plans lost in 2024
Appeared last year under COLUMBIA; not this year.
| Sponsor | To | Assets |
|---|---|---|
BOARD OF TRUSTEESNY · 131764242-001 | HOTEL AND GAMING TRADES COUNCIL | $2.3B |
JACOBS ENGINEERING GROUP, INC.TX · 954081636-004 | CULLEN CAPITAL MANAGEMENT LLC | $200M |
BRIDGESTONE AMERICAS, INC.TN · 880335067-019 | WILLIS TOWERS WATSON US LLC | $122M |
UNITED REFINING COMPANYPA · 251411751-002 | LVBW LLP | $103M |
CH2M HILL COMPANIES, LTDCO · 930549963-006 | WILLIS TOWERS WATSON US LLC | $95M |
QUANTUM IMAGING & THERAPEUTIC ASSOCIATES, INC.PA · 251792806-002 | STRATEGIC ADVISORS, INC. | $66M |
BAC LOCAL #5 NEW YORK PENSION PLANNY · 146016608-001 | SCHULTHEIS & PANETTIERI, LLP | $65M |
MAKINO INC.OH · 310352460-119 | PRICEWATERHOUSECOOPERS LLP | $43M |
KWPH ENTERPRISES DBA AMERICAN AMBULANCECA · 942281434-001 | GLOBAL RETIREMENT PARTNERS LLC | $35M |
PATHAI, INC.MA · 811778508-001 | COMMONWEALTH FINANCIAL NETWORK | $35M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONNJ · 134994650-002 | $52.9B | 300,272 | $3M | 10y | 2 |
CVS HEALTH CORPORATIONRI · 050494040-017 | $30.1B | 385,927 | $3M | 10y | 1 |
BANK OF AMERICA CORPORATIONRI · 560906609-001 | $19.0B | 168,197 | $710,624 | 10y | - |
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONNJ · 134994650-001 | $16.1B | 202,919 | $231,814 | 3y | - |
NATIONAL ELEVATOR INDUSTRY PENSION PLAN PLAN BOARD OF TRUSTEESPA · 232694291-001 | $12.2B | 54,107 | $1M | 10y | 1 |
AUTOMATIC DATA PROCESSING, INC.NJ · 221467904-002 | $7.3B | 46,258 | $1M | 10y | 1 |
DESERET MUTUAL BENEFIT ADMINISTRATORSUT · 870440163-001 | $7.1B | 32,235 | $12,937 | 3y | - |
BOARD OF TRUSTEES OF MID-AMERICA CARPENTERS REGIONAL COUNCIL PENSION FIL · 366130207-001 | $6.4B | 37,623 | $350,681 | 4y | - |
BOARD OF TRUSTEES OF NYCDCC PENSION FUNDNY · 510174276-001 | $5.4B | 30,149 | $463,206 | 10y | - |
BD OF TR OF THE PENSION, HOSP & BENEFIT PL OF THE ELEC IND-PENSIONNY · 136123601-001 | $5.0B | 41,042 | $1M | 9y | - |
Flag exposure
85.3%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (107)
Raw Schedule C names collapsed into COLUMBIA.
- COLUMBIA
- COLUMBIA 36-2692100
- COLUMBIA 93-0577450
- COLUMBIA 94-1687665
- COLUMBIA ACORN FUND INSTL
- COLUMBIA ADVISORY GROUP
- COLUMBIA ASSET MANAGEMENT
- COLUMBIA CONTRARIAN CORE INSTL
- COLUMBIA DIVIDEND INC INSTL 3
- COLUMBIA DIVIDEND INCOME
- COLUMBIA DIVIDEND INCOME ADV
- COLUMBIA FDS SERV TST ST BD A
- COLUMBIA FINANCIAL
- COLUMBIA FUND
- COLUMBIA FUNDS
- COLUMBIA INTERMEDIATE TERM
- COLUMBIA MAMANGEMENT
- COLUMBIA MANAGEMANT INVESTMENT ADV
- COLUMBIA MANAGEMEBT
- COLUMBIA MANAGEMENT
- COLUMBIA MANAGEMENT ADVISOR
- COLUMBIA MANAGEMENT ADVISORS
- COLUMBIA MANAGEMENT ADVISORS INC
- COLUMBIA MANAGEMENT ADVISORS LLC
- COLUMBIA MANAGEMENT ADVISORS, INC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for COLUMBIA's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 5 | 3.50% | 7.76% | -4.27 pp |
| Fidelity bond gap | 6 | 4.20% | 26.94% | -22.75 pp |
| Late contributions | 18 | 12.59% | 1.71% | +10.87 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 15 | 10.49% | 1.76% | +8.73 pp |
| Loss discovered | 1 | 0.70% | 0.00% | +0.70 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with COLUMBIA. Compare to the incumbent market share (0.2%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.2 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).