Filed October 15, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY Service code 49 · EIN 26-4310632 | Other Services | $57,065 |
Filed as: STONE HILL FIDUCIARY Service code 27 · EIN 45-5608425 | Advisory (Plan) | $26,250 |
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $7,326 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,938 | $50,982+76.4% | $154,803-41.9% | $85,563+5.1% |
| Participation rate | 80.8% | 59.8%+21.0pp | 78.1%+2.7pp | 66.0%+14.8pp |
| Annual return | 11.08% | 30.35%-19.3pp | 58.88%-47.8pp | 31.51%-20.4pp |
| Employer contribution / active EE | $3,206 | $1,708+87.7% | $4,305-25.5% | $2,654+20.8% |
| Participant deferral / active EE | $3,464 | $2,474+40.0% | $5,540-37.5% | $4,375-20.8% |
| Admin fee / account holder | $103 | $846-87.8% | $14,329-99.3% | $834-87.7% |