Filed October 15, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY DW INC Service code 49 · EIN 94-1671384 | Other Services | $24,034 |
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $3,770 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,850 | $62,928-27.1% | $172,739-73.5% | $67,579-32.2% |
| Participation rate | 90.5% | 64.5%+26.0pp | 82.6%+7.8pp | 71.3%+19.2pp |
| Annual return | 6.65% | 30.36%-23.7pp | 802.84%-796.2pp | 378.56%-371.9pp |
| Employer contribution / active EE | $3,081 | $1,636+88.3% | $5,143-40.1% | $2,148+43.4% |
| Participant deferral / active EE | $3,242 | $2,145+51.2% | $5,198-37.6% | $3,539-8.4% |
| Admin fee / account holder | $13 | $167-92.4% | $13,954-99.9% | $142-91.0% |