Filed October 15, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY DW INC Service code 49 · EIN 94-1671384 | Other Services | $21,124 |
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $3,435 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,385 | $37,196+5.9% | $154,107-74.4% | $55,725-29.3% |
| Participation rate | 89.9% | 64.1%+25.8pp | 83.0%+6.9pp | 70.9%+19.1pp |
| Annual return | 8.12% | 1319.68%-1311.6pp | 735.12%-727.0pp | 244.93%-236.8pp |
| Employer contribution / active EE | $2,920 | $1,614+80.9% | $5,298-44.9% | $2,078+40.5% |
| Participant deferral / active EE | $2,913 | $2,068+40.8% | $5,081-42.7% | $3,356-13.2% |
| Admin fee / account holder | $12 | $102-88.6% | $13,411-99.9% | $115-90.0% |