Filed October 15, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY DW INC Service code 49 · EIN 94-1671384 | Other Services | $15,698 |
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $1,924 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,720 | $36,916-24.9% | $156,549-82.3% | $57,658-51.9% |
| Participation rate | 84.0% | 63.4%+20.6pp | 84.0%0pp | 70.2%+13.8pp |
| Annual return | 0.73% | 12.38%-11.7pp | 32.23%-31.5pp | 5.13%-4.4pp |
| Employer contribution / active EE | $4,158 | $1,571+164.7% | $5,501-24.4% | $1,974+110.7% |
| Participant deferral / active EE | $2,898 | $1,926+50.5% | $4,871-40.5% | $3,061-5.3% |
| Admin fee / account holder | $7 | $82-92.0% | $13,027-99.9% | $95-93.0% |