Filed October 15, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5+ years Filed as: MORGAN STANLEY DW INC Service code 49 · EIN 94-1671384 | Other Services | $28,774 |
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $5,407 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,266 | $52,293-5.8% | $178,490-72.4% | $73,409-32.9% |
| Participation rate | 84.7% | 65.3%+19.3pp | 81.9%+2.7pp | 72.2%+12.5pp |
| Annual return | 4.15% | 34.75%-30.6pp | 151.07%-146.9pp | 59.29%-55.1pp |
| Employer contribution / active EE | $3,193 | $1,735+84.0% | $5,011-36.3% | $2,234+43.0% |
| Participant deferral / active EE | $3,665 | $2,332+57.1% | $5,202-29.5% | $3,805-3.7% |
| Admin fee / account holder | $17 | $127-86.4% | $13,984-99.9% | $158-89.0% |