Filed October 15, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY DW INC Service code 49 · EIN 94-1671384 | Other Services | $17,741 |
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $4,550 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,567 | $46,173-18.6% | $170,442-78.0% | $69,631-46.0% |
| Participation rate | 86.4% | 63.9%+22.5pp | 83.6%+2.8pp | 70.7%+15.7pp |
| Annual return | 12.06% | 21.62%-9.6pp | 205.93%-193.9pp | 27571.02%-27559.0pp |
| Employer contribution / active EE | $2,773 | $1,610+72.2% | $5,433-49.0% | $2,032+36.4% |
| Participant deferral / active EE | $3,060 | $2,080+47.1% | $4,939-38.0% | $3,224-5.1% |
| Admin fee / account holder | $17 | $116-85.6% | $13,880-99.9% | $110-84.8% |