Filed October 15, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY7+ years Filed as: MORGAN STANLEY DW INC Service code 49 · EIN 94-1671384 | Other Services | $40,660 |
PRINCIPAL LIFE INSURANCE COMPANY7+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $6,736 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,432 | $46,292+15.4% | $143,757-62.8% | $64,808-17.6% |
| Participation rate | 76.8% | 64.2%+12.6pp | 80.3%-3.5pp | 71.5%+5.4pp |
| Annual return | -13.11% | -10.05%-3.1pp | -0.04%-13.1pp | 32.82%-45.9pp |
| Employer contribution / active EE | $3,006 | $1,910+57.4% | $4,951-39.3% | $2,506+19.9% |
| Participant deferral / active EE | $3,789 | $2,646+43.2% | $5,637-32.8% | $4,310-12.1% |
| Admin fee / account holder | $21 | $154-86.6% | $14,673-99.9% | $188-89.0% |