Filed October 15, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY Service code 49 · EIN 26-4310632 | Other Services | $57,065 |
Filed as: STONE HILL FIDUCIARY Service code 27 · EIN 45-5608425 | Advisory (Plan) | $26,250 |
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $7,326 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,938 | $38,165+135.7% | $189,758-52.6% | $69,255+29.9% |
| Participation rate | 80.8% | 66.7%+14.1pp | 79.8%+1.0pp | 69.0%+11.8pp |
| Annual return | 11.08% | 14.65%-3.6pp | 52.62%-41.5pp | 26.73%-15.7pp |
| Employer contribution / active EE | $3,206 | $1,589+101.8% | $4,767-32.7% | $2,645+21.2% |
| Participant deferral / active EE | $3,464 | $2,073+67.1% | $5,856-40.8% | $2,890+19.8% |
| Admin fee / account holder | $103 | $714-85.6% | $20,388-99.5% | $733-85.9% |