Filings through .
Filed October 9, 2019 (most recent of 2 filings on file)
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Total covered: 4 employees
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP2 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $72,198 |
MORGAN STANLEY SMITH BARNEY11+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 1 NEW YORK PLAZA, 12TH FL · NEW YORK, NY 10004 | Other Services | $48,300 |
SOUTH BOSTON1 year Filed as: SOUTH BOSTON COMMUNITY Service code 10 · EIN 04-2682152 | Accounting | $20,817 |
Filed as: THE ANGELL PENSION GROUP INC Service code 49 | Other Services | $5,975 |
Filed as: FIDELITY INVEST INSTIT OPER CO INC Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $485 |
Filed as: THE ANGELL PENSION GROUP, INC Service code 49 · EIN 04-2530412 | Other Services | $0 |
12 funds of $250K or more; 38 lines in all, holding $13.8M of the plan's $14.5M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Vanguard Target Retirement, mutual fund, 78% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 12 vintages | $10.8M | 78.2% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $584K | 4.2% |
| Fidelity Contrafund K6 Fidelity (FMR) · Mutual fund | $472K | 3.4% |
| Fidelity Advisor Balanced Fund Fidelity (FMR) · Mutual fund | $433K | 3.1% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $283K | 2.0% |
| Fidelity Asset Manager 70% Fidelity (FMR) · Mutual fund | $259K | 1.9% |
| Income Fund OF America Class R-6 Capital Group · Mutual fund | $172K | 1.2% |
| Fidelity Contrafund Fidelity (FMR) · Mutual fund | $117K | 0.8% |
| Vanguard Total Bond Market Index Fund Admiral Shares Vanguard · Mutual fund Index | $87K | 0.6% |
| Fidelity Balanced Fund Fidelity (FMR) · Mutual fund | $84K | 0.6% |
Dropped 1 fund.
| Fund | Year-end value |
|---|---|
| DroppedVanguard Federal Money Market Fund Investor Shares | $451K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.