Filings through .
4 of 18 flags tripped on the 2025 filing.
Failed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Low participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
High fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Few collective trusts
0% of fund dollars in collective trusts, which often cost less than the same strategy as a mutual fund.
This section compares the plan with plans of the same size, type and industry, and shows how it moved year over year.
We rank each metric against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Pro is free for 7 days and then costs $49 a month.
Showing the 2025 filing, 1 of 10 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
9 more years of history are on Pro. Pro is free for 7 days and then costs $49 a month.
$94K in admin expenses, $398 per participant (all participants, line 6f).
This section lists the funds on the plan's investment schedule and what changed since the prior filing.
12 funds of $250K or more; 38 lines in all, holding $13.8M of the plan's $14.5M. Recordkeeper: Principal.
Target-date series: Vanguard Target Retirement, mutual fund, 78% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 12 vintages | $10.8M | 78.2% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $584K | 4.2% |
| Fidelity Contrafund K6 Fidelity (FMR) · Mutual fund | $472K | 3.4% |
| Fidelity Advisor Balanced Fund Fidelity (FMR) · Mutual fund | $433K | 3.1% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $283K | 2.0% |
| Fidelity Asset Manager 70% Fidelity (FMR) · Mutual fund | $259K | 1.9% |
| Income Fund OF America Class R-6 Capital Group · Mutual fund | $172K | 1.2% |
| Fidelity Contrafund Fidelity (FMR) · Mutual fund | $117K | 0.8% |
| Vanguard Total Bond Market Index Fund Admiral Shares Vanguard · Mutual fund Index | $87K | 0.6% |
| Fidelity Balanced Fund Fidelity (FMR) · Mutual fund | $84K | 0.6% |
| Fund | Manager | Vehicle | Dollars | % of funds |
|---|---|---|---|---|
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro |
28 more funds in this lineup: name, manager, vehicle, dollars and share are on Pro.
Dropped 1 fund.
| Fund | Year-end value |
|---|---|
| DroppedVanguard Federal Money Market Fund Investor Shares | $451K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings. They do not show money moved.
28 more lines in this lineup are on Pro. Pro is free for 7 days and then costs $49 a month.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
This section shows who is paid to serve the plan, who audits it and who signs the filing.
Top 6 by compensation.
| Provider | Compensation |
|---|---|
PRINCIPAL FINANCIAL GROUP2 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 Contract Administrator | $72,198 |
MORGAN STANLEY SMITH BARNEY11+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 1 NEW YORK PLAZA, 12TH FL · NEW YORK, NY 10004 Other Services | $48,300 |
SOUTH BOSTON1 year Filed as: SOUTH BOSTON COMMUNITY Service code 10 · EIN 04-2682152 Accounting | $20,817 |
Filed as: THE ANGELL PENSION GROUP INC Service code 49 Other Services | $5,975 |
Filed as: FIDELITY INVEST INSTIT OPER CO INC Service code 64 · EIN 04-2647786 Recordkeeping Fees | $485 |
Filed as: THE ANGELL PENSION GROUP, INC Service code 49 · EIN 04-2530412 Other Services | $0 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
3 feature codes on the 2025 filing.
Filed October 9, 2019 (most recent of 2 filings on file).
Total covered: 4 employees
Street address, email and phone are on Pro. Pro is free for 7 days and then costs $49 a month.
4 contacts
Phone and email for the top hat administrator are on Pro.
11 filings · 2015 to 2025