Filed October 9, 2019 (most recent of 2 filings on file)
Total covered: 4 employees
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| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE8+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $53,426 |
MORGAN STANLEY SMITH BARNEY8+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 1 NEW YORK PLAZA, 12TH FL · NEW YORK, NY 10004 | Other Fees | $39,514 |
Service code 99 · EIN 04-2530412 | Other Fees | $4,280 |
Filed as: FIDELITY INVEST INSTIT OPER CO INC Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $560 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,655 | $65,092-39.1% | $143,799-72.4% | $66,938-40.8% |
| Participation rate | 41.7% | 65.2%-23.5pp | 80.3%-38.6pp | 69.8%-28.1pp |
| Annual return | -19.69% | -11.14%-8.6pp | -0.04%-19.6pp | 1.58%-21.3pp |
| Employer contribution / active EE | $0 | $2,362-100.0% | $4,952-100.0% | $2,545-100.0% |
| Participant deferral / active EE | $3,023 | $2,920+3.5% | $5,638-46.4% | $4,238-28.7% |
| Admin fee / account holder | $233 | $502-53.5% | $14,677-98.4% | $594-60.7% |