Filed October 9, 2019 (most recent of 2 filings on file)
Total covered: 4 employees
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| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE4+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $68,050 |
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANELY SMITH BARNEY LLC Service code 99 | Other Fees | $31,820 |
QUALIFIED PENSION SERVICES, INC.4+ years Service code 99 50 ENERGY DRIVE SUITE 201 · CANTON, MA 02021 | Other Fees | $4,289 |
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 700 RED BROOK BLVD, STE 300 · OWINGS MILLS, MD 21117 | Other Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,936 | $47,977-6.3% | $154,108-70.8% | $56,289-20.2% |
| Participation rate | 47.2% | 66.2%-19.0pp | 83.0%-35.9pp | 69.9%-22.7pp |
| Annual return | -5.92% | 3.54%-9.5pp | 735.21%-741.1pp | -9.96%+4.0pp |
| Employer contribution / active EE | $15 | $2,169-99.3% | $5,298-99.7% | $2,111-99.3% |
| Participant deferral / active EE | $2,181 | $2,392-8.8% | $5,081-57.1% | $3,350-34.9% |
| Admin fee / account holder | $301 | $438-31.2% | $13,411-97.8% | $521-42.1% |