Filed October 9, 2019 (most recent of 2 filings on file)
Total covered: 4 employees
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| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE6+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $49,086 |
MORGAN STANLEY SMITH BARNEY6+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 700 RED BROOK BLVD, STE 300 · OWINGS MILLS, MD 21117 | Other Fees | $36,871 |
Filed as: FIDELITY INVEST INSTIT OPER CO INC Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $575 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,531 | $58,888-36.3% | $178,499-79.0% | $73,493-48.9% |
| Participation rate | 55.8% | 66.2%-10.5pp | 81.9%-26.2pp | 70.7%-14.9pp |
| Annual return | 20.40% | 24.86%-4.5pp | 151.10%-130.7pp | 28.51%-8.1pp |
| Employer contribution / active EE | $25 | $2,236-98.9% | $5,011-99.5% | $2,270-98.9% |
| Participant deferral / active EE | $3,041 | $2,568+18.4% | $5,202-41.5% | $3,740-18.7% |
| Admin fee / account holder | $195 | $400-51.4% | $13,986-98.6% | $513-62.1% |