Filed October 9, 2019 (most recent of 2 filings on file)
Total covered: 4 employees
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| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE9+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $58,483 |
MORGAN STANLEY SMITH BARNEY9+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 1 NEW YORK PLAZA, 12TH FL · NEW YORK, NY 10004 | Other Fees | $42,391 |
Filed as: FIDELITY INVEST INSTIT OPER CO INC Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $547 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
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Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,733 | $61,338-18.9% | $149,717-66.8% | $71,495-30.4% |
| Participation rate | 44.3% | 62.5%-18.2pp | 78.8%-34.5pp | 67.9%-23.6pp |
| Annual return | 21.24% | 35.86%-14.6pp | 134.41%-113.2pp | 28.85%-7.6pp |
| Employer contribution / active EE | $0 | $2,381-100.0% | $4,820-100.0% | $2,589-100.0% |
| Participant deferral / active EE | $3,499 | $2,919+19.9% | $5,682-38.4% | $4,291-18.4% |
| Admin fee / account holder | $256 | $1,263-79.7% | $13,213-98.1% | $1,588-83.9% |