Filed October 9, 2019 (most recent of 2 filings on file)
Total covered: 4 employees
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| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE3+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $67,116 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANELY SMITH BARNEY LLC Service code 99 | Other Fees | $31,036 |
QUALIFIED PENSION SERVICES, INC.3+ years Service code 99 50 ENERGY DRIVE SUITE 201 · CANTON, MA 02021 | Other Fees | $10,142 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 700 RED BROOK BLVD, STE 300 · OWINGS MILLS, MD 21117 | Other Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,493 | $55,453-8.9% | $170,435-70.4% | $62,293-18.9% |
| Participation rate | 49.4% | 66.4%-17.0pp | 83.6%-34.2pp | 69.5%-20.1pp |
| Annual return | 17.33% | 21.38%-4.0pp | 205.94%-188.6pp | 28.90%-11.6pp |
| Employer contribution / active EE | $89 | $2,164-95.9% | $5,432-98.4% | $2,042-95.6% |
| Participant deferral / active EE | $2,057 | $2,303-10.7% | $4,939-58.3% | $3,169-35.1% |
| Admin fee / account holder | $327 | $455-28.1% | $13,881-97.6% | $479-31.7% |