Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6+ years Filed as: UBS FINANCIAL SERVICES Service code 26 · EIN 13-2638166 1000 HARBOR BOULEVARD · WEEHAWKEN, NJ 07086 | Advisory (Participants) | $87,869 |
PLIMSOLL MARK CAPITAL6+ years Service code 51 · EIN 13-3799208 ONE UNION STREET · PORTLAND, ME 04101 | Investment Mgmt Fees | $10,760 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $2,322 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $158,048 | $58,895+168.4% | $178,503-11.5% | $73,497+115.0% |
| Participation rate | 100.0% | 66.2%+33.8pp | 81.9%+18.1pp | 70.7%+29.3pp |
| Annual return | 19.40% | 24.86%-5.5pp | 151.12%-131.7pp | 28.51%-9.1pp |
| Employer contribution / active EE | $5,750 | $2,236+157.2% | $5,011+14.7% | $2,270+153.3% |
| Participant deferral / active EE | $5,095 | $2,567+98.5% | $5,202-2.1% | $3,740+36.2% |
| Admin fee / account holder | $827 | $400+106.6% | $13,987-94.1% | $513+61.2% |