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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES Service code 26 · EIN 13-2638166 ONE CITY CENTER · PORTLAND, ME 04112 | Advisory (Participants) | $48,446 |
R M DAVIS INC1+ years Filed as: RM DAVIS Service code 51 · EIN 01-0542772 24 CITY CENTER · PORTLAND, ME 04101 | Investment Mgmt Fees | $12,255 |
PLIMSOLL MARK CAPITAL1+ years Service code 51 · EIN 13-3799208 ONE UNION STREET · PORTLAND, ME 04101 | Investment Mgmt Fees | $5,734 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $1,090 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $139,467 | $46,360+200.8% | $147,617-5.5% | $52,331+166.5% |
| Participation rate | 97.4% | 64.9%+32.5pp | 84.6%+12.8pp | 68.1%+29.3pp |
| Annual return | -0.89% | 1.62%-2.5pp | 61.98%-62.9pp | 4.54%-5.4pp |
| Employer contribution / active EE | $6,687 | $2,126+214.5% | $5,564+20.2% | $1,882+255.4% |
| Participant deferral / active EE | $4,446 | $2,258+96.9% | $4,895-9.2% | $3,022+47.1% |
| Admin fee / account holder | $521 | $766-32.0% | $11,612-95.5% | $592-12.0% |