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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVICES Service code 26 · EIN 13-2638166 ONE CITY CENTER · PORTLAND, ME 04112 | Advisory (Participants) | $47,372 |
PLIMSOLL MARK CAPITAL4+ years Service code 51 · EIN 13-3799208 ONE UNION STREET · PORTLAND, ME 04101 | Investment Mgmt Fees | $7,928 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $1,762 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $109,459 | $47,977+128.2% | $154,108-29.0% | $56,289+94.5% |
| Participation rate | 100.0% | 66.2%+33.8pp | 83.0%+17.0pp | 69.9%+30.1pp |
| Annual return | -5.73% | 3.54%-9.3pp | 735.21%-740.9pp | -9.96%+4.2pp |
| Employer contribution / active EE | $4,773 | $2,169+120.1% | $5,298-9.9% | $2,111+126.1% |
| Participant deferral / active EE | $4,325 | $2,392+80.8% | $5,081-14.9% | $3,350+29.1% |
| Admin fee / account holder | $348 | $438-20.6% | $13,411-97.4% | $521-33.2% |