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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES Service code 26 · EIN 13-2638166 ONE CITY CENTER · PORTLAND, ME 04112 | Advisory (Participants) | $49,577 |
PLIMSOLL MARK CAPITAL3+ years Service code 51 · EIN 13-3799208 ONE UNION STREET · PORTLAND, ME 04101 | Investment Mgmt Fees | $6,853 |
R M DAVIS INC3+ years Filed as: RM DAVIS Service code 51 · EIN 01-0542772 24 CITY CENTER · PORTLAND, ME 04101 | Investment Mgmt Fees | $6,454 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $1,449 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $129,313 | $55,453+133.2% | $170,435-24.1% | $62,293+107.6% |
| Participation rate | 97.1% | 66.4%+30.8pp | 83.6%+13.5pp | 69.5%+27.6pp |
| Annual return | 16.18% | 21.38%-5.2pp | 205.94%-189.8pp | 28.90%-12.7pp |
| Employer contribution / active EE | $5,062 | $2,164+134.0% | $5,432-6.8% | $2,042+147.9% |
| Participant deferral / active EE | $4,445 | $2,303+93.1% | $4,939-10.0% | $3,169+40.3% |
| Admin fee / account holder | $418 | $455-8.2% | $13,881-97.0% | $479-12.8% |