Filings through .
Rockefeller Financial LLC
Matched across 12 name variants in the filings
Rockefeller Financial LLC summary
Rockefeller Financial LLC appears on 55 retirement plans in Form 5500 Schedule C filings through plan year 2024. Those plans hold $2.5B in assets for 54,363 participants. The median client plan holds $13.1M. Most client plans are sponsored in MI, GA and PA. The largest clients by plan assets are Sparrow Health System, 1-800-Flowers Team Services, Inc. and Orthopaedic Associates of Michigan. Plans reported $2.1M in direct and indirect compensation paid to Rockefeller Financial LLC. The median is $27K per plan.
- Participants
- 54,363
- Median plan assets
- $13.1M
- Median plan participants
- 303
- Median fees per plan
- $27K
- Schedule C direct + indirect
Top 25 client plans by assets
Latest Form 5500 filing per plan through 2024
- MIParticipants 12,784
- NYParticipants 4,698
- MIParticipants 600
- NJParticipants 532
- Brooks Kushman P.C.$80.4MMIParticipants 183
- PAParticipants 696
- CAParticipants 991
- CAParticipants 456
- NYParticipants 229
- The Arcticom Group, LLC$43.9MCAParticipants 1,285
- Bright MLS, Inc.$42.0MMDParticipants 223
- Megacorp Logistics, LLC$39.8MNCParticipants 792
- TXParticipants 799
- GAParticipants 1,084
- Ivision Scale, LLC$37.0MGAParticipants 337
- Nucraft Furniture Co.$35.1MMIParticipants 360
- MIParticipants 360
- NJParticipants 287
- MIParticipants 421
- COParticipants 288
- Kunz Leigh, & Associates$26.2MMIParticipants 195
- NJParticipants 263
- PAParticipants 348
- DM Luxury LLC$22.9MGAParticipants 413
- TNParticipants 16,393
Top client states
- MI23 plans
- GA5 plans
- PA5 plans
- CA4 plans
- NJ3 plans
Frequently asked questions
- Who uses Rockefeller Financial LLC?
- 55 retirement plans list Rockefeller Financial LLC as a service provider on Schedule C of Form 5500. The largest clients by plan assets include Sparrow Health System, 1-800-Flowers Team Services, Inc., Orthopaedic Associates of Michigan, Groundwater & Environmental Serv and Brooks Kushman P.C.. Most client plans are sponsored in MI, GA and PA.
- How many plans does Rockefeller Financial LLC serve?
- Rockefeller Financial LLC serves 55 retirement plans with $2.5B in plan assets and 54,363 participants, based on the latest Form 5500 filings through 2024.
- What does Rockefeller Financial LLC charge?
- Plans reported $2.1M in total Schedule C compensation paid to Rockefeller Financial LLC. The median plan paid $27K. Fees vary with plan size and the services each plan buys.
Analytics
Market position · 2024
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- 5-year plans-served trajectory
- Customer-base shape
- Median fees per service
- Competitor overlap
- Plans won and lost
- Top plans by assets
Fund lineups on plans this firm keeps
Large plans that name Rockefeller Financial as recordkeeper and list their funds in their filing.
Top managers in these lineups
| Manager | Plans |
|---|---|
| Vanguard | 7 |
| BlackRock | 4 |
| Capital Group | 4 |
| Franklin Templeton | 3 |
| JPMorgan | 3 |
Target-date series
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.