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| Provider | Service type | Compensation |
|---|---|---|
ROCKEFELLER FINANCIAL LLC5 years Service code 15 · EIN 82-3226180 | Recordkeeping | $107,390 |
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $5,438 |
ADP BROKER-DEALER8 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $99,957 | $106,247-5.9% | $147,096-32.0% | $77,714+28.6% |
| Participation rate | 84.3% | 78.4%+5.9pp | 82.2%+2.1pp | 70.6%+13.7pp |
| Annual return | 16.36% | 56.87%-40.5pp | 419.75%-403.4pp | 31.26%-14.9pp |
| Employer contribution / active EE | $4,551 | $4,069+11.8% | $4,936-7.8% | $2,727+66.9% |
| Participant deferral / active EE | $10,380 | $7,996+29.8% | $8,071+28.6% | $4,649+123.3% |
| Admin fee / account holder | $366 | $338+8.3% | $13,005-97.2% | $433-15.4% |