Filings through .
Filed July 8, 2020 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $116,250 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY Service code 26 · EIN 20-8764829 | Advisory (Participants) | $70,760 |
FAW CASSON7 years Service code 10 · EIN 52-0619968 | Accounting | $13,699 |
21 funds of $250K or more; 17 lines in all, holding $39.2M of the plan's $39.6M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: American Funds Target Date, mutual fund, 26% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $13.0M | 33.1% |
| American Funds Target Date Capital Group · Mutual fund Target-date, 13 vintages | $10.0M | 25.6% |
| Vanguard LifeStrategy 80/20 Fund Investor Shares Vanguard · Mutual fund | $3.3M | 8.3% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $3.1M | 7.9% |
| Vanguard Total Stock Market Index Fund Admiral Shares Vanguard · Mutual fund Index | $2.2M | 5.6% |
| Vanguard Balanced Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.5M | 3.9% |
| Fidelity Small Cap Growth Index Fund Fidelity (FMR) · Mutual fund Index | $1.3M | 3.4% |
| Vanguard Developed Markets Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.1M | 2.8% |
| Investment IN Collective Trust Fund Principal Global Investors Trust Co Morley Stable Value I Fund Principal · Stable value Stable valueRecordkeeper's own fund | $942K | 2.4% |
| Vanguard Small-Cap Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $735K | 1.9% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.