Filed July 8, 2020 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $69,630 |
Filed as: CARROLL CONSULTANTS ADVISORS LTD Service code 27 | Advisory (Plan) | $26,126 |
GRANT THORNTON LLP1 year Service code 10 · EIN 36-6055558 | Accounting | $19,425 |
CARROLL CONSULTANTS, LTD1 year Filed as: CARROLL CONSULTANTS LTD Service code 13 · EIN 23-2784936 | Contract Administrator | $6,270 |
Filed as: CARROLL CONSULTANTS ADVISORS LLC Service code 27 · EIN 45-3943005 | Advisory (Plan) | $900 |
DIMENSIONAL FUND ADVISORS3+ years Filed as: DIMENSIONAL FUNDS Service code 28 · EIN 95-4470812 | Investment Management | $0 |
DODGE & COX1 year Filed as: DODGE & COV Service code 28 · EIN 94-1441976 | Investment Management | $0 |
DODGE & COX3+ years Service code 28 | Investment Management | $0 |
Filed as: FIDELITY Service code 28 · EIN 04-2647786 | Investment Management | $0 |
HARBOR3+ years Filed as: HARBOR FUNDS Service code 28 · EIN 04-2679462 | Investment Management | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $129,492 | $59,535+117.5% | $90,161+43.6% | $62,293+107.9% |
| Participation rate | 95.4% | 73.0%+22.4pp | 76.9%+18.5pp | 69.5%+25.9pp |
| Annual return | 103.88% | 23.53%+80.4pp | 34.89%+69.0pp | 28.90%+75.0pp |
| Employer contribution / active EE | $3,417 | $1,826+87.1% | $3,318+3.0% | $2,042+67.3% |
| Participant deferral / active EE | $5,986 | $4,639+29.1% | $5,287+13.2% | $3,169+88.9% |
| Admin fee / account holder | $497 | $337+47.6% | $5,943-91.6% | $479+3.7% |