Filings through .
Filed August 14, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
ROCKEFELLER FINANCIAL LLC2 years Service code 26 · EIN 82-4926179 | Advisory (Participants) | $56,772 |
Filed as: JOHN HANCOCK LIFE INSURANCE CO Service code 15 · EIN 01-0233346 | Recordkeeping | $1,326 |
37 funds of $250K or more; 51 lines in all, holding $54.0M of the plan's $55.3M. From the 2024 filing. Recordkeeper: John Hancock (Manulife).
Target-date series: Vanguard Target Retirement, other, 20% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Separate account Target-date, 11 vintages | $10.7M | 19.9% |
| JPMorgan Large Cap Growth Fund JPMorgan · Separate account | $7.2M | 13.3% |
| JH Multimanager Balanced Lifestyle Portfolio Manager not matched · Separate account | $3.6M | 6.7% |
| 500 Index Fund Manager not matched · Separate account Index | $3.5M | 6.4% |
| JH Multimanager Growth Lifestyle Portfolio Manager not matched · Separate account | $3.2M | 6.0% |
| PIMCO Income Fund PIMCO (Allianz) · Separate account | $2.5M | 4.6% |
| T. Rowe Price Health Sciences T. Rowe Price · Separate account | $1.9M | 3.5% |
| Vanguard Growth Index Fund Investor Shares Vanguard · Separate account Index | $1.5M | 2.9% |
| Fidelity Contrafund Fidelity (FMR) · Separate account | $1.5M | 2.8% |
| Heritage Fund American Century · Separate account | $1.5M | 2.8% |
Covers 70,940 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.