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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Service code 15 · EIN 20-8764829 | Recordkeeping | $100,310 |
ADP BROKER-DEALER3+ years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $70,368 |
ADP BROKER-DEALER3+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $88,088 | $106,264-17.1% | $147,117-40.1% | $77,762+13.3% |
| Participation rate | 96.0% | 78.4%+17.6pp | 82.2%+13.8pp | 70.6%+25.4pp |
| Annual return | 18.53% | 56.94%-38.4pp | 420.54%-402.0pp | 31.27%-12.7pp |
| Employer contribution / active EE | $6,728 | $4,074+65.2% | $4,932+36.4% | $2,728+146.6% |
| Participant deferral / active EE | $14,349 | $8,003+79.3% | $8,065+77.9% | $4,651+208.5% |
| Admin fee / account holder | $238 | $334-28.9% | $12,993-98.2% | $433-45.1% |