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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1+ years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $65,759 |
MORGAN STANLEY SMITH BARNEY1+ years Service code 15 · EIN 20-8764829 | Recordkeeping | $54,884 |
ADP BROKER-DEALER1+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,045 | $82,163-46.4% | $125,381-64.9% | $64,819-32.0% |
| Participation rate | 96.2% | 77.9%+18.3pp | 82.4%+13.8pp | 71.5%+24.7pp |
| Annual return | -13.80% | 3.49%-17.3pp | 572.31%-586.1pp | 32.84%-46.6pp |
| Employer contribution / active EE | $5,586 | $3,616+54.5% | $4,815+16.0% | $2,507+122.8% |
| Participant deferral / active EE | $11,141 | $7,175+55.3% | $7,448+49.6% | $4,311+158.4% |
| Admin fee / account holder | $201 | $163+23.2% | $10,007-98.0% | $188+7.1% |